The Present Is Another Country

31 December 2016

To-day in the bistro, an unfamiliar girl perhaps six years old sat near me on the same bench. She was joined after a few minutes by a woman, probably her mother, who sat on the other side of their table. The little girl was interested in me and in my attention. Years ago, the drill for me would have been to engage her in brief conversation, asking her name and so forth, and probably answering questions about what I were doing. To-day, it was to turn briefly to give a friendly smile to her, and then turn quickly back to my business, all without pause.

Our notions of proper behavior have changed because Americans are generally far more concerned and otherwise anxious about threats to children, especially sexual threats from adult men. I share that concern and anxiety. I don't know whether things have become more or less dangerous than once they were, but honestly I think that question is secondary. Even if our world is less dangerous for children than in the past, I want us to be concerned; if it was once less perilous, none-the-less I wish that we'd even then been more vigilant.

(The Economist used to make a practice of mocking Americans for our fear for children. Perhaps they still do. I don't expect that it has occurred to them, in the wake of the various scandals concerning the sexual exploitation of children in the UK, that perhaps they have once again been mistaken in their presumptions of superiority.)

Yes, I'm saddened that I couldn't have had that short conversation. But I don't live in the world that ought to be, and in this case I cannot make ours a better world by acting as I would if it were. Had I interacted with the child in a more inviting way, I would have helped to foster norms and expectations that are exploited by predators. She didn't much need to talk to me. She does need to be spared some of the awful possible outcomes of the world in which we live.

Holiday Wishes

25 December 2016
Buon Natale! Possa il nuovo anno essere meraviglioso per voi.

Not My Supergirl

22 December 2016

Because my father watches Supergirl, I have now seen a few episodes. I note that they were written on the presumption that Hillary Clinton would be elected President, and thus that the character of the President is played by Lynda Carter imitating the voice and speaking patterns of Ms Clinton — so far, no cackle — albeït with the character named Olivia Marsdin.

And here's what is truly telling: In this fantasy, people who do not freely support Madam President are physically assaulted by state officials. For saying that she is Not my President. a fellow has his thumb wrenched by DEO agent Alex[andra] Danvers, who later begins to beat information out of him even though he is not even so much as a suspect.

It seems not to have occurred to writers, to producers, to directors, nor to starring actors that their heroes in an imagined world guided by Hillary Clinton were doing things that would seem thuggery if done by champions of a social order directed by Donald Trump.

Yet the shoes were merely on the other feet — or, in this case, mistakenly presumed to be so.

On the Economists' use of Rent*

21 December 2016

Ordinary language typically uses rent to mean a recurring payment for the use of some good or service, especially for the use of land. The word has various other meanings in ordinary language; but, in economics, rent is used to mean something given in exchange, above and beyond what would have been the minimum necessary to effect the exchange in the absence of some restraint of trade. Usually, this concept is applied to pecuniary payment for a good or service above and beyond the minimum necessary to get that good or service, but one should see that exchanges without money might still involve such increased payment of one good or service for another, and that the same basic idea could be applied to cases in which someone were compelled to deliver more of a good or service than the minimum otherwise necessary to secure some amount of money.


It's mostly because of David Ricardo (18 April 1772 – 11 September 1823), an influential economist, that rent has this meaning. Ricardo used the word rent to refer to payment for the indestructible powers of land. That is to say that rent meant payment for the use of those properties of land that were not diminished by use; payment for harvesting things such as preëxisting plants and minerals would not, strictly speaking, be rent. Perhaps the only thing that could literally meet this criterion would be specific area, but Ricardo favored simplified models, so one might consider highly durable or naturally renewed properties as indestructible.

In Ricardo's mind, if someone renting land were given a right to cut down trees already on the land, or to quarry marble from it, then this right were essentially of the same sort as the right of someone buying lumber or stone at a mill; we certainly don't label the prices of such commodities as rent. Ricardo wanted to identify what were distinctive and essential in what we called rent, and to reserve the word rent just for those components of payments.

Ricardo imagined land as of different qualities, even when viewed only in terms of indestructible properties, but imagined the existing quantities of lands of each quality as not something ever increased by human action. And, in the context of his models, he concluded that rent were not determined by its cost of manufacture nor otherwise by some minimum below which the land-owner could not afford to produce it; rent, according to Ricardo, were purely an artefact of monopoly in the provision of land.

So long as this belief prevailed, it was natural for economists to extend the use of the word rent to other payments which they regarded as perfectly analogous. The word rent came to stand for any payment above and beyond the minimum necessary to effect an exchange were there a non-monopolistic market. And, even when most economists moved away from Ricardo's theory, as classical economics yielded to more thorough-going marginalism, they held onto this extended use of the term rent.


Because this use of rent can certainly be confusing, both when economists are interacting with lay-persons and when economists are attempting to discuss markets in which commodities are leased, sometimes instead of the bald word rent, they use the term economic rent. (This solution is imperfect, as that term can in ordinary language refer to a leasing payment which is in some sense reasonable for a lessee or potential lessee to bear.)


Economic rent, and the pursuit of rent — called rent-seeking — are considered quite important by most economists.

Rent-seeking, perhaps often unconscious but certainly almost never acknowledged, is wide-spread, and explains a very great deal of the political process.

Rents cannot be paid unless they are paid by someone; often, those paying them do not even realize that they are bearing these costs, or mistake their sources. Worse, rents typically transfer wealth inefficiently, with more lost by whoever is made to pay the rent than would be lost by some other transfer mechanism. Still worse, rent-seeking imposes costs even when it is unsuccessful.


Within a neo-classical framework, rent (or economic rent) might be alternately be defined as something given in exchange, above and beyond the opportunity cost of producing that for which it is exchanged. When the frequent assumptions of complete preferences, continuous divisibility of goods and of services, and ignorability of small costs hold, this new definition is equivalent to the original definition. But, exactly because one ought not to over-commit to those assumptions, it is best not to adopt the alternate definition as such.

I have encountered professors of economics asserting things to be rents that certainly were not. For example, one simply declared that the salary of a specific basketball player were a rent, but the professor had lost himself in a taxonomy which imagined the player simply as playing basketball or as idling. In fact, the player could have played for teams other than the one that hired him, and could have applied his abilities to something other than playing in professional basketball. If there were a rent in his salary, it may not even have been the major portion.


* This entry is primarily infrastructural. I want to be able to refer to rent and to rent-seeking in later entries, without there defining the associated terms.

Humpty Dumpty, Prescriptivism, and Linguistic Evolution

13 December 2016

In Chapter 6 of Through the Looking Glass by Charles Lutwidge Dodgson (writing as Lewis Carroll), a famous and rather popular position on language is taken:

When I use a word, Humpty Dumpty said, in rather a scornful tone, it means just what I choose it to mean — neither more nor less.

If Mr Dumpty's words simply mean whatever he intends them to mean, then the rest of us are not in a position to understand them. If he provides us with verbal definitions, we must know what the defining words mean. He could not even declare in a manner intelligible to us that he meant most words in the same sense as do you or I. We might attempt to tease-out meanings by looking for correlations, but then we would be finding meanings as correlations, which assumes properties (such as stability) that represent more than pure choice on the part of Mr Dumpty. Having been made perfectly private, his vocabulary as such would have no practical value except for internal dialogue. There is a paradox here, which Dodgson surely saw, yet which so very many people don't: If Mr Dumpty's apparent declaration were true, then it could not be understood by us. He might actually just be making some claim about breakfast. We might take (or mistake) his claim for a true proposition (that his vocabulary were purely idiosyncratic), but any co-incidence between his intention and our interpretation would be a result of chance. We could not actually recognize it for whatever proposition it actually expressed.

In order to communicate thoughts with language to other persons, we must have shared presumptions not only about definitions of individual words, but also about grammar. The more that such presumptions are shared, the more that we may communicate; the more fine-grained the presumptions, the more precise the communication possible. In the context of such presumptions, there are right ways of using language in attempt to communicate — though any one of these ways may not be uniquely right or even uniquely best — and there are ways that are wrong.

Those who believe that there are right ways and wrong ways to use language are often called prescriptivist, and generally by those who wish to treat prescriptism as wrong-headed or as simply a position in no way superior to the alternatives. Yet, while one could find or imagine specific cases where the beliefs concerning what is right or wrong in language-use were indeed wrong-headed, forms of prescriptivism follows logically from a belief that it is desirable for people to communicate, and especially from a belief that communication is, typically speaking, something rather a lot of which is desirable. As a practical matter, altogether rejecting prescriptivism is thoughtless.

To the extent that the same presumptions of meaning are shared across persons, the meanings of words are independent of the intentions of any one person. Meanings may be treated as adhering to the words themselves. Should Mr Dumpty take a great fall, from which recovery were not possible, still his words would mean exactly what they meant when he uttered them. A very weak prescriptivism would settle there, with the meaning of expressions simply being whatever were common intention in the relevant population. This prescriptivism is so weak as not often to be recognized as prescriptivism at all; but even it says that there is a right and wrong within the use of language.

Those more widely recognized as prescriptivists want something rather different from rude democracy. In the eyes of their detractors, these prescriptivists are dogmatic traditionalists or seeking to creäte or to maintain artificial elites; such prescriptivists have existed and do exist. But, more typically, prescriptivism is founded on the belief that language should be a powerful tool for communication as such. When a typical prescriptivist encounters and considers a linguistic pattern, his or her response is conditioned by concern for how it may be expected to affect the ability to communicate, and not merely in the moment, but how its acceptance or rejection will affect our ability to understand what has been said in the past and what will be said in the future. (Such effects are not confined to the repetition of specific pattern; other specific patterns may arise from analogy; which is to say that general patterns may be repeated.) Being understood is not considered as licensing patterns that will cause future misunderstandings.

In opposing the replacement of can with the negative can't in can hardly, the typical prescriptivist isn't fighting dogmatically nor to oppress the downtrodden, nor merely concerned to protect our ability to refer to the odd-ball cases to which can't hardly with its original sense applies; rather, the prescriptivist is trying to ward-off a more general chaos in which we can hardly distinguish negation from affirmation. (Likewise for the positive could care less standing where the negative couldn't care less would be proper.) When the prescriptivist objects to using podium to refer to a lectern, it's so that we continue to understand prior use and so that we don't lose a word for the exact meaning that podium has had. We already have a word for lecterns, and we can coin new words if there is a felt need for more.

The usual attempt to rebut prescriptivism of all sorts notes that language evolves. Indeed it does, but prescriptivisms themselves — of all sorts — play rôles in that evolution. When a prescriptivist objects to can't hardly being used where can hardly would be proper, he or she isn't fighting evolution itself but participating in an evolutionary struggle. Sometimes traditional forms are successfully defended; sometimes old forms are resurrected; sometimes deliberate innovations (as opposed to spontaneous innovations) are widely adopted. Sometimes the results have benefitted our ability to communicate; sometimes they have not; but all these cases are part of the dynamic of real-world linguistic evolution.

The Evolution Card is not a good one to play in any event. Linguistic evolution may be inevitable, but it doesn't always represent progress. It will not even tend to progress without an appropriate context. Indeed, sometimes linguistic evolution reverses course. For example: English arose from Germanic languages, in which some words were formed by compounding. But English largely abandoned this characteristic for a time, only to have it reïntroduced by scholarly contact with Classical Greek and Latin. (That's largely why our compounds are so often built of Greek or Latin roots, whereäs those of Modern German are more likely to be constructed with Germanic roots.) It was evolution when compounding was abandoned, and evolution when it was reädopted. If compounding were good, then evolution were wrong to abandon it; if compounding were bad, then evolution were wrong to reëstablish it. And one cannot logically leap from the insight that evolution is both inevitable and neither necessarily good nor necessarily bad to the conclusion that any aspect of linguistic practice is a matter of indifference, that nothing of linguistic practice is good or bad. One should especially not attempt to apply such an inference peculiarly to views on practice that one dislikes.

Nihil ex Nihilo

6 December 2016

In his foundational work on probability,[1] Bernard Osgood Koopman would write something of form α /κ for a suggested observation α in the context of a presumption κ. That's not how I proceed, but I don't actively object to his having done so, and he had a reason for it. Though Koopman well understood that real-life rarely offered a basis for completely ordering such things by likelihood, let alone associating them with quantities, he was concerned to explore the cases in which quantification were possible, and he wanted his readers to see something rather like division there. Indeed, he would call the left-hand element α a numerator, and the right-hand element κ the denominator.

He would further use 0 to represent that which were impossible. This notation is usable, but I think that he got a bit lost because of it. In his presentation of axiomata, Osgood verbally imposes a tacit assumption that no denominator were 0. This attempt at assumption disturbs me, not because I think that a denominator could be 0, but because it doesn't bear assuming. And, as Koopman believed that probability theory were essentially a generalization of logic (as do I), I think that he should have seen that the proposition didn't bear assuming. Since Koopman was a logicist, the only thing that he should associate with a denominator of 0 would be a system of assumptions that entailed a self-contradiction; anything else is more plausible than that.

In formal logic, it is normally accepted that anything can follow if one allows a self-contradiction into a system, so that any conclusion as such is uninteresting. If faced by something such as X ∨ (Y ∧ ¬Y) (ie X or both Y and not-Y), one throws away the (Y ∧ ¬Y), leaving just the X; if faced with a conclusion Y ∧ ¬Y then one throws away whatever forced that awful thing upon one.[2] Thus, the formalist approach wouldn't so much forbid a denominator of 0 as declare everything that followed from it to be uninteresting, of no worth. A formal expression that no contradiction is entailed by the presumption κ would have the form ¬(κ ⇒ [(Y ∧ ¬Y)∃Y]) but this just dissolves uselessly ¬(¬κ ∨ [(Y ∧ ¬Y)∃Y])
¬¬κ ∧ ¬[(Y ∧ ¬Y)∃Y]
κ ∧ [¬(Y ∧ ¬Y)∀Y]
κ ∧ [(¬Y ∨ ¬¬Y)∀Y]
κ ∧ [(¬YY)∀Y]
κ
(because (X ⇔ [X ∧ (Y ∨ ¬Y)∀Y])∀X).

In classical logic, the principle of non-contradiction is seen as the bedrock principle, not an assumption (tacit or otherwise), because no alternative can actually be assumed instead.[3]. From that perspective, one should call the absence of 0-valued denominators simply a principle.


[1] Koopman, Bernard Osgood; The Axioms and Algebra of Intuitive Probability, The Annals of Mathematics, Series 2 Vol 41 #2, pp 269-292; and The Bases of Probability, Bulletin of the American Mathematical Society, Vol 46 #10, pp 763-774.

[2] Indeed, that principle of rejection is the basis of proof by contradiction, which method baffles so many people!

[3] Aristoteles, The Metaphysics, Bk 4, Ch 3, 1005b15-22.

Delusions of Scientific Literacy

19 November 2016

Science is reasoned analysis of — and theorizing about — empirical data. A scientific conclusion cannot be recognized as such unless one understands the science.

It might be imagined that one can recognize a conclusion as scientific without understanding the science, by recognizing the scientists as such. But the popular formula that science is what scientists do is vacuous when taken literally, and wrong in its usual interpretation. Someone can can have an institutional certification as having been trained to be a scientist, and have a paid position ostensibly as a scientist, and yet not be a scientist; for those who actually understand some scientific area, it is fairly easy to find historical examples or perhaps present cases.[1] To recognize a scientist as such one must recognize what he or she does as science, not the other way around.

Even if it is in some contexts reasonable to accept conclusions from such persons on the basis of their social standing, it is not scientific literacy to accept conclusions on that basis; it is simply trust in the social order.

The full understanding of a scientific expert isn't always necessary to have a scientific understanding of the reasoning behind some of the broad conclusions of a scientific discipline. But in some cases of present controversy with significant policy implications, the dispute over the relevant conclusions turns upon issues of applied mathematics, and perhaps other things such as thermodynamics. No one can be scientifically literate in the areas of controversy without understanding that mathematics and so forth.

In many of the disputations amongst lay-persons over these issues, I observe people in at least one group who assert themselves to be scientifically literate, when they are no such thing, and to accept science, when they are not positioned to know whether what they are accepting is science. These are actually people who simply trust some part of the social order — typically, those state-funded institutions that declare themselves to engage in scientific research.


[1] It is certainly easy to find what lay-persons will acknowledge as examples. However, some of these ostensible examples are actually spurious.

Evita

14 November 2016

A few years ago, in the title of an entry discussing the implications for the world of the failing health of Hugo Chávez, I alluded to a motto that ends leave a beautiful corpse[1]. That entry considered an observed practice:

When a charismatic leader dies aburptly while still in power, his or her supporters quickly begin building a mythology of what would have been accomplished had he or she lived.

I drew attention to how this mythologizing bears upon social policy:

The mythological episode of such leadership is treated as having the same standing for purposes of comparison as does historical fact. When an opponent tries to construct an argument founded on logic and general fact against policies associated with that leader, supporters treat the mythology as if it is a disproof by counter-example. What’s really happening then is that Faith is being mistaken for empirical data.

While death significantly amplifies the power of the mythologizing of a leader who was not given full opportunity to effect the programmes that he or she chose, death isn't essential for there to be some mythologizing; I noted that there was a developing narrative of what President Obama would have done had his party retained a majority in both chambers of Congress for the whole of his terms.

As it happens, charisma is also inessential, though it very much helps. And an odd substitute for direct charisma has been demonstrated. Barack Obama inflamed so much inverted narcissism on the part of his followers that a great many of them chose to treat his successor, Hillary Rodham Clinton, as if she were magnificent though she is signally lacking in charisma.

At the same time, her health is failing her, and had she been elected to the Presidency, she would not likely have served through a full term. There would have been an odd sort of race between how rapidly she did things that repelled those who had been her supporters, and when she left office. Depending upon the outcome of that race, she might have left a beautiful corpse.

But Ms Clinton has lost the race for Presidential Electors. Although a few of her supporters cling to an implausible hope that the Electoral College will not merely turn its back on the detestable Donald John Trump but will elect Clinton (as opposed to some Republican other than Trump), she will not be President. And the mythologizing is already under-way, even to the level of having Ms Clinton imagined as rather prettier than she is. [image of Kathryn McKinnon Berthold in the rôle of Hillary Rodham Clinton, singing 'Hallelujah']

One does not have to regard Mr Trump as even tolerable to resist the mythologizing and to see Ms Clinton for what she has been. She has repeatedly been one of the people causing the United States military to engage in the slaughter of innocent people, for stated goals that haven't been obtained because they haven't been obtainable. She has engaged in calculated support of domestic policies such as the War of Drugs and aggressive incarceration policies that have literally led to many thousands of deaths and to the ruin of many thousands of other lives. She and her husband have got rich exactly as brokers of political influence. She has privately spoken against some policies as corrosive while publicly supporting them — or vice versa — depending upon the expected flow of dollars and of votes. She has casually disregarded laws, in the expectation (thus far vindicated) that her connections will insulate her from being charged, let alone convicted.

If Ms Clinton is to be made into a beautiful corpse, it is rather fitting that this transformation be effected while she is undead.


[1] In full, the motto is Live fast; die young; leave a beautiful corpse. It is an elaboration of an earlier motto of live fast and die young. A popular variant is Live fast; die young; leave a good-looking corpse.

Social Consequences of Speciation

12 November 2016

Sometimes, I don't know how to write about important matters. Please bear with me, because this subject is far more important than it might initially seem.

When most people encounter the word species, it is either in the context of a biological discussion, or the word is used as a metaphorical borrowing from discussion of that sort. It actually has more general meanings, the broadest simply being class of things of shared characteristics. But what concerns me here is indeed its biological sense.

Most people who have any notion at all of the word derive their understanding of the biological signification from a combination of observed use and whatever was told to them by middle- and high-school texts of alleged science. Many of them know that organisms are categorized hierarchically, and that species is a finer category than genus. But, if asked to describe the classification of animals as different, say, as are cats and dogs, far more people would descibe them as of different species than as of different family or as of different genus. There is an inferred sense that difference in species is rather fundamental.

The Shorter Oxford English Dictionary gives the biological sense thus:

A taxonomic grouping ranking next below genus and subgenus, which contains organisms that are uniquely distinguished from others by certain shared characteristics and usu. by an inability to interbreed with members of other such groupings; such a grouping as denoted by a Latin binomial, and freq. subdivided into subspecies, races, varieties, etc.; the organisms of such a grouping.

That bit about inability to interbreed is a bit loose; for example, most biologists would classify horses and donkeys as of different species, though they can produce offspring. However, a striking characteristic of those offspring is that they cannot themselves produce further offspring. The infertility of those offspring is usually cited towards explaining the speciation.

In any case, The SOED hedged with that usu. because some biologists categorize animals as of different species though they can interbreed down through indefinitely many generations, as in the case of coyotes (C. latrans) with wolves (C. lupus).

Over some decades, anthropologists disagreed over whether to classify Neanderthalers as a distinct species, H. neanderthalensis, or as a sub-species of H. sapiens. As there was no way to observe potential interbreeding, early disagreement turned on issues of overt morphology — the shapes of skulls, dentition, &c. But then interbreeding became, in a sense, potentially observable as it became possible to extract and analyze DNA from remains of Neanderthalers. Initial results (quite surprising to me) suggested no interbreeding, and it became more commonly accepted that they should be considered a distinct species. However, when later genetic evidence began to show the presence of Neanderthaler genes in some modern populations of H. sapiens, the practice of treating them as a distinct species was not universally abandoned. It is still common to classify Neanderthalers as a distinct species, though this implicitly means that species is not being used with the usu. signification. And when, far more recently, a similar archaïc population, the Denisovans, were distinguished, it became fairly common also to categorize them as a distinct species, though their genes are likewise found in some modern populations of H. sapiens.

But, again, when most lay-people hear or read the word species, they are imagining a quite significant distinction. And when they hear and read of Neanderthalers or of Denisovans as distinct species, they infer that these people were not human. Here are three example articles that I quickly found of journalists doing just that in the case of Neanderthalers or in that of Denisovans:

As these archaïc populations are extinct, there may not seem to be any more of a social issue here than there typically is with misunderstood science. But a problem is coming right at us. And it's associated with the point that the genes of archaïc populations are found in modern populations — in different distributions. Take, for example, this article:

The author or authors blithely refer to the Neanderthalers, to the Denisovans, and to an additional, hypothesized archaïc population as distinct species without explaining whatever is there meant by the term. A large share of readers will regard the archaïc populations as not fully human, and infer that different ethnic groups have more or less genetic material that is not fully human. It will be inappropriately inferred that some ethnic groups are thus less human or more human than are others.

Anthropologists and biologists who talk with lay-persons, and especially with journalists and with other informal educators, need to emphasize the arbitrariness in use of the word species, and these scientists need to impress upon their audiences that the word should be avoided or explained in all popular-science journalism that touches upon our relationships with archaïc populations.

A Matter of Interest

23 October 2016

Eugen Ritter von Böhm-Bawerk, an important economist of the second generation of the Austrian School, produced a theory of interest rates based upon the interplay of time-preference with the significance of time in production. (Previous theories had either looked towards just the one or towards just the other, or sought explanation in terms of social power.) This theory was adopted by Knut Wicksell and by Irving Fisher. Fisher translated most of the theory into neo-classical, mathematical terms. Hans Mayer provided one important element that Fisher had missed. I was exposed to this neo-classical translation by J[ames] Huston McCulloch in an undergraduate course on money and banking.

Years later, towards creäting a fuller explanation, I played with relaxing some of the assumptions. And some time after that, I wrote a paper for a graduate class in which I extended Fisher's two-period model to handle continuous time (by way of a space of ℵ1 dimensions). I've occasionally thought to write-up that aforementioned fuller explanation, but mostly been put-off by the task of generating the involved graphs to my satisfaction.

Recently, I was sufficiently moved to begin that project. I wasn't imagining doing anything much other than fleshing-out a translation previously effected by others, so I was considering publishing the exposition as a webpage, or as a .pdf.

But, as I've labored it, trying to be clear and correct and reasonably complete, I've seen how to talk about some old disagreements amongst economists that I don't know were ever properly settled — perhaps these quarrels were not even properly understood by any of the major disputants, who each may have been talking past the others. So I may steer towards producing something that I can submit to an academic journal. (The unhappy part of doing that would be identifying and reviewing the literature of the conflict, with which I currently have only second-hand familiarity.)

Perhaps I'll produce both something along the lines that I'd originally intended, and a paper for a journal.